Elisa Marie Garibay

Cache Advisors LLC

14 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Cache Advisors LLC

Compensation

Fee-Only (AUM)

Firm Size

4 advisors

Number of Clients

3 clients

Average Client Portfolio

$96.9M average

Assets Under Management

$290.6M

Fee Structure

Financial Planning:Investment management only

Location

Redwood City, CA

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Other Business Activities

Elisa is the Chief Executive Officer, Registered Principal, and in Operations at Cache Securities LLC, a broker-dealer. This investment-related activity takes nearly full-time hours during trading hours.