AW
AW

Adam L. Waldman

17 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
81 advisors
Number of Clients
2,073 clients
Average Client Portfolio
$5.9M average
Assets Under Management
$12.2B

Fee Structure

Minimum Investment:$3M
Loading...

Location

1400 Broadway, 16th Floor, New York, NY, 10018

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Adam is a Group Director Investments - Senior Vice President at New York Community Bancorp (NYCB), the parent company for Flagstar Advisors, Inc. The activity is investment related and requires a few hours per week, including during trading hours.

Employment History
Current Registrations
Citizens Private Wealth
July 2025 - Present · 7 mos
Citizens Securities, INC.
June 2025 - Present · 8 mos
Citizens Securities, INC.Broker
June 2025 - Present · 8 mos
Previous Registrations
Flagstar Advisors, INC.
November 2014 - June 2025 · 10 yrs 7 mos
Flagstar AdvisorsBroker
October 2014 - June 2025 · 10 yrs 8 mos
Deutsche Bank Securities INC.Broker
November 2013 - September 2014 · 10 mos
Morgan Stanley
July 2010 - November 2013 · 3 yrs 4 mos
Morgan StanleyBroker
June 2009 - November 2013 · 4 yrs 5 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
State Registrations31 states
AZCACOCTDCDEFLGAHIILMAMDMEMIMONCNHNJNVNYOHPARISCTXVAVTWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam L. Waldman - Financial Advisor | TrueAdvisor