CR
CR

Carter Patrick Rook

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
32 advisors
Number of Clients
336 clients
Average Client Portfolio
$445K average
Assets Under Management
$149.4M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K2.00%
$100K - $500K1.75%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2M+1.25%

Fees over $2,000,001 are negotiated. The Model Portfolio program has slightly different tiers, but the highest rate is used for the last tier.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

521 President Clinton Ave., Suite 800, Little Rock, AR, 72201

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Carter is involved in three outside business activities. He works in sales for First Security Finance, is the owner of Rook Holdings LLC (residential property), and owns part of C&A FAB d/b/a Chute Outdoors, spending minimal time on the latter two.

Employment History
Current Registrations
Crews & Associates, INC.
August 2018 - Present · 7 yrs 6 mos
Crews & Associates, INC.Broker
January 2009 - Present · 17 yrs 1 mo
Previous Registrations
Wachovia Securities, LLCBroker
January 2008 - January 2009 · 1 yr
Wachovia Securities, LLC
January 2008 - January 2009 · 1 yr
A. G. Edwards & Sons, INC.
August 2007 - January 2008 · 5 mos
A. G. Edwards & Sons, INC.Broker
August 2007 - January 2008 · 5 mos
Crews & Associates, INC.Broker
April 2007 - August 2007 · 4 mos
State Registrations17 states
ALARAZCACOCTFLILINMONJNYPATNTXVAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.