AS
AS

Alina Lee Santiago

18 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

Fountain Valley, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Alina is the Chief Compliance Officer (CCO) for Continuum Advisory, LLC, a Registered Investment Advisor (RIA). She dedicates about a quarter of her time to administering supervision and compliance for the RIA.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
August 2024 - Present · 1 yr 6 mos
Continuum Advisory, LLC
February 2018 - Present · 8 yrs
Previous Registrations
Triad Advisors LLCBroker
November 2017 - August 2024 · 6 yrs 9 mos
Signator Investors, INC.
April 2017 - November 2017 · 7 mos
Signator Investors, INC.Broker
April 2017 - November 2017 · 7 mos
Transamerica Financial Advisors, INC.
October 2014 - April 2017 · 2 yrs 6 mos
Transamerica Financial Advisors, INCBroker
October 2014 - April 2017 · 2 yrs 6 mos
National Planning Corporation ("npc of America" in Fl & Ny)
November 2012 - October 2014 · 1 yr 11 mos
National Planning CorporationBroker
November 2012 - October 2014 · 1 yr 11 mos
Transamerica Financial Advisors, INC.
November 2009 - November 2012 · 3 yrs
Transamerica Financial Advisors, INCBroker
September 2009 - November 2012 · 3 yrs 2 mos
Transamerica Financial Advisors, INC.Broker
February 2007 - September 2009 · 2 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.