Arthur Paul Forget

Vanderbilt Advisory Services

18 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax PlanningHigh Net Worth

Vanderbilt Advisory Services

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

155 advisors

Number of Clients

6,466 clients

Average Client Portfolio

$251K average

Assets Under Management

$1.6B

Fee Structure

Minimum Annual Fee:$90

Location

125 Wolf Road, Suite 315, Albany, NY, 12205

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Criminal

May 1999

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Arthur owns Sterling Capital LLC, providing tax preparation, accounting, and financial advisory services, dedicating the majority of his time to this. He also engages in independent fixed insurance sales, spends a few hours per week working for the NY Army National Guard, teaches at the College of Saint Rose, and owns Symmetry Tax Solutions.