AF
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Arthur Forget

18 Years of Experience
1 DisclosureBrokerSells Insurance

Arthur Forget is a registered investment advisor, based in Albany, NY, with 18 years of industry experience.

Location

125 Wolf Road, Suite 315, Albany, NY, 12205

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History

Regulatory History (1)
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Criminal
May 1999
Final Disposition
Other Business ActivitiesSells Insurance

Arthur owns Sterling Capital LLC, providing tax preparation, accounting, and financial advisory services, dedicating the majority of his time to this. He also engages in independent fixed insurance sales, spends a few hours per week working for the NY Army National Guard, teaches at the College of Saint Rose, and owns Symmetry Tax Solutions.

Employment History
Current Registrations
Vanderbilt Advisory Services
March 2025 - Present · 1 yr 1 mo
Vanderbilt Securities, LLCBroker
March 2025 - Present · 1 yr 1 mo
Previous Registrations
Ic Advisory Services, INC.
April 2021 - March 2025 · 3 yrs 11 mos
The Investment Center, INC.Broker
September 2017 - March 2025 · 7 yrs 6 mos
LPL Financial LLCBroker
August 2016 - September 2017 · 1 yr 1 mo
Voya Financial Advisors, INC.Broker
March 2010 - August 2016 · 6 yrs 5 mos
Ameritas Investment CORP.Broker
November 2007 - April 2010 · 2 yrs 5 mos
State Registrations6 states
CTDEFLGAMANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.