TW
TW

Thompson Wu

8 Years of Experience
San Francisco, CA
Broker

Thompson Wu is a registered investment advisor at Clsa Americas, LLC, based in San Francisco, CA, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 123 clients.

Compensation
Commission-Based
Firm Size
13 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

235 Montgomery Street, Suite 1060, San Francisco, CA, 94104

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Clsa Americas, LLC
July 2025 - Present · 9 mos
Clsa Americas, LLCBroker
May 2025 - Present · 11 mos
Previous Registrations
Credit Suisse Securities (USA) LLCBroker
September 2006 - October 2014 · 8 yrs 1 mo
State Registrations7 states
CACTFLNYTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thompson Wu - Financial Advisor | TrueAdvisor