Darin Womble
Darin Womble is a registered investment advisor at Ark Alliance Financial LLC, based in Pearland, TX, with 18 years of industry experience. Darin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 95 clients with $84M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $750K | 1.00% |
| $750K - $1.5M | 0.85% |
| $1.5M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.50% |
Fees are negotiable and may be lower based on relationship size, householding, level of service, trading activity, and financial planning.
Fee Estimator
Location
Pearland, TX
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 1999Other Business Activities
Darin is a board member at Next Generation Academy, a pre-school, spending minimal time on this activity. He also drives for Uber, dedicating a few hours per week outside of securities trading hours.
Employment History
Current Registrations
Ark Alliance Financial LLC
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
TD Ameritrade, INC.Broker
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
American Century Investment Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.