David Swan is a registered investment advisor, based in Saint Louis, MO, with 19 years of industry experience.
Location
100 N Broadway, Suite 1700, Saint Louis, MO, 63102
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is an insurance agent and owner of Physician Advisors, LLC, dedicating about half of his time to insurance services. He also refers physicians to real estate agents through Thrive Relo, spending minimal time on this activity.
Employment History
Current Registrations
Larson Financial Securities, LLCBroker
Larson Financial Group, LLC
Previous Registrations
Physicians Thrive Investment Advisors, LLC
Mariner Wealth Advisors
Montage Securities, LLCBroker
Waddell & Reed
Waddell & ReedBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.