James Crocker is a registered investment advisor at Apeiron, based in Dallas, TX, with 19 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Divorce Planning, Education Planning, and 6 more. Their firm serves 752 clients with $730M in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
752 clients
Average Client Portfolio
$971K average
Assets Under Management
$730.0M
Fee Structure
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.95% |
| $250K - $500K | 1.85% |
| $500K - $1.0M | 1.75% |
| $1.0M - $2.0M | 1.65% |
| $2M+ | 1.55% |
Fees are generally negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
10000 North Central Expressway, Suite 700, Dallas, TX, 75231
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2014Settled
Employment History
Current Registrations
Apeiron
December 2021 - Present · 4 yrs 4 mos
Previous Registrations
Cascadia Advisory Services, LLC
June 2018 - December 2021 · 3 yrs 6 mos
Cetera Advisors LLCBroker
February 2012 - December 2021 · 9 yrs 10 mos
Cetera Advisors LLC
February 2012 - July 2019 · 7 yrs 5 mos
Pacific West Financial Consultants INC
July 2008 - February 2012 · 3 yrs 7 mos
Pacific West Securities, INC.Broker
May 2006 - February 2012 · 5 yrs 9 mos
Sigma Financial CorporationBroker
April 2006 - May 2006 · 1 mo
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.