Yekaterina Galkina is a CFP-designated registered investment advisor, based in Newport Beach, CA, with 19 years of industry experience.
Location
1801 Dove Street, Newport Beach, CA, 92660
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Yekaterina is registered as an investment advisor for Compak Asset Management and as a registered representative with Compak Securities, Inc.
Employment History
Current Registrations
Compak Asset Management
July 2007 - Present · 18 yrs 9 mos
Compak Securities, INC.Broker
July 2007 - Present · 18 yrs 9 mos
Previous Registrations
Metlife Securities INC.
July 2006 - December 2006 · 5 mos
Metlife Securities INC.Broker
May 2006 - December 2006 · 7 mos
Metropolitan Life Insurance CompanyBroker
May 2006 - December 2006 · 7 mos
State Registrations19 states
AZCACOHIIDILINMDMIMONCNMNVNYOHORTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.