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Aaron Harris

19 Years of Experience
BrokerSells Insurance

Aaron Harris is a registered investment advisor at Voya Financial Advisors, INC., based in Raleigh, NC, with 19 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 11,854 clients with $2.7B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
648 advisors
Number of Clients
11,854 clients
Average Client Portfolio
$232K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$1K

Voya Financial Advisors offers several investment management programs with fees based on a percentage of your portfolio's value. These programs include Morningstar Wealth Management, Voya Global Perspectives Market Models (GPMM), and Unified Managed Accounts (UMA). The maximum annual fee for these programs can be up to 2.75% of your portfolio. The Voya Digital Adviser (VDA) program has a maximum annual fee of 1.1%. There are also third-party money manager programs with fees ranging from 0.75% to 2.50%. Some programs have minimum account sizes. Fees are typically deducted from your account monthly or quarterly.

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Location

4600 Marriott Dr Suite 140, Raleigh, NC, 27612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Aaron is affiliated with Providence Financial Solutions, offering financial services, securities, and investment products, dedicating full-time hours. He is also an independent insurance agent selling fixed insurance products, also dedicating full-time hours.

Employment History
Current Registrations
Voya Financial Advisors, INC.Broker
January 2011 - Present · 15 yrs 3 mos
Voya Financial Advisors, INC.
January 2011 - Present · 15 yrs 3 mos
Previous Registrations
Ing Financial Advisers, LLCBroker
December 2008 - January 2011 · 2 yrs 1 mo
Ing Financial Advisers, LLC
December 2008 - January 2011 · 2 yrs 1 mo
AXA Advisors, LLC
September 2006 - December 2008 · 2 yrs 3 mos
AXA Advisors, LLCBroker
July 2006 - December 2008 · 2 yrs 5 mos
State Registrations18 states
CACODCFLGAHIILMDNCNENVNYOHSCTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.