Helen Dao is a CFP-designated registered investment advisor, based in San Antonio, TX, with 19 years of industry experience.
Location
San Antonio, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Helen is an officer, agent, or representative for DAO Financial Group, LLC, an independent insurance agency, where she enrolls individuals and groups in health insurance and other insurance products, dedicating minimal time. She also provides mortgage-related loan servicing and residential property management services, spending minimal time on each.
Employment History
Current Registrations
Stirlingshire Investments
Stirlingshire Investments
Stirlingshire InvestmentsBroker
Previous Registrations
Money Concepts Advisory Service
Money Concepts Capital CORPBroker
Vsr Financial Services, INC.Broker
Vsr Advisory Services
Signator Investors, INC.
Signator Investors, INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
USAA Financial Advisors, INC.Broker
USAA Investment Management Company
USAA Investment Management CompanyBroker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.