TrueAdvisor
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CL
CL

Christopher Scott Leo

New York Life Investment Management LLC
18 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
New York Life Investment Management LLC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
82 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only

Location

Potomac, MD

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
New York Life Investment Management LLC
April 2024 - Present · 1 yr 10 mos
Nylife Distributors LLCBroker
April 2024 - Present · 1 yr 10 mos
Nylife Distributors LLC
April 2024 - Present · 1 yr 10 mos
Previous Registrations
Morgan Stanley
December 2019 - April 2024 · 4 yrs 4 mos
Morgan StanleyBroker
June 2019 - April 2024 · 4 yrs 10 mos
Legg Mason Investor Services, LLCBroker
December 2014 - April 2018 · 3 yrs 4 mos
Allianz Global Investors Managed Accounts LLC
July 2006 - August 2007 · 1 yr 1 mo
Allianz Global Investors Distributors LLCBroker
March 2006 - December 2014 · 8 yrs 9 mos
State Registrations4 states
DCMDNYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.