AC
CFA
AC
CFA

Aaron Scott Clark

17 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
848 advisors
Number of Clients
44,528 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$98.6B

Fee Structure

Minimum Investment:$100K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.25%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.80%
$10M+0.60%

Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$7,500
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Location

17767 N. Scottsdale Road, Suite 310, Scottsdale, AZ, 85254

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron works as an Investment Advisor Representative for Mariner Wealth Advisors and as an Associated Person for MSEC, LLC, both since 2019. Both roles are investment-related and take up full-time hours during securities trading hours.

Employment History
Current Registrations
Msec, LLCBroker
November 2019 - Present · 6 yrs 3 mos
Mariner Wealth
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
Bok Financial Securities, INC.Broker
May 2011 - December 2019 · 8 yrs 7 mos
Bok Financial Advisors
May 2011 - December 2019 · 8 yrs 7 mos
J.p.morgan Securities INC.
October 2008 - May 2009 · 7 mos
J.P. Morgan Securities INC.Broker
October 2008 - May 2009 · 7 mos
J.P. Morgan Securities INC.Broker
August 2007 - October 2008 · 1 yr 2 mos
J. P. Morgan Securities INC.
July 2007 - October 2008 · 1 yr 3 mos
Paragon Capital Advisors, LLC
September 2006 - October 2007 · 1 yr 1 mo
Paragon Financial Group
April 2006 - September 2006 · 5 mos
State Registrations31 states
AKARAZCACOFLGAIAILINKSKYMAMIMNMONCNENJNMNYOHOKORPASDTNTXUTWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.