PH
CFA
PH
CFA

Peter Frank Heilbron

13 Years of Experience
1 Disclosure
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
61 clients
Average Client Portfolio
$4.5M average
Assets Under Management
$273.3M

Fee Structure

Financial Planning:Investment management only
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Location

Los Angeles, CA

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History

Regulatory History (1)
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Customer Dispute
August 2013
Denied
Employment History
Current Registrations
Trace Wealth Advisors
January 2022 - Present · 4 yrs 1 mo
Previous Registrations
LPL Financial LLC
April 2019 - January 2022 · 2 yrs 9 mos
RBC Capital Markets, LLC
March 2009 - June 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.
May 2006 - April 2009 · 2 yrs 11 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.