Frank Thomas Guiffre

CFP

Tsa Management INC

19 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Tsa Management INC

Compensation

Fee-Only (AUM)

Firm Size

30 advisors

Number of Clients

2,794 clients

Average Client Portfolio

$460K average

Assets Under Management

$1.3B

Fee Structure

Minimum Investment:$5K

Financial Planning:Investment management only

Location

725 Glen Cove Ave, Glen Head, NY, 11545

Get directions

History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Tsa Management INC

January 2020 - Present · 6 yrs 1 mo

Halliday Financial, LLCBroker

February 2006 - Present · 20 yrs

Previous Registrations

Tsa Management INC

June 2017 - December 2019 · 2 yrs 6 mos

State Registrations21 states

COCTFLGAILMAMDNCNJNVNYPASCSDTNTXUTVAVTWAWV

AdvisorBrokerBoth

Exams

No exam information available for this advisor.