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Cassandra Lee Taraboletti

18 Years of Experience
Broker
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningCharitable GivingInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
46 advisors
Number of Clients
10,329 clients
Average Client Portfolio
$158K average
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$500
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.30%
$1.0M - $5.0M1.05%
$5.0M - $10.0M0.85%
$10M+0.55%

Fees are negotiable and may be higher or lower than the standard advisory fee but such advisory fees may not exceed 2% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

235 Everett St, East Peoria, IL, 61611

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cassandra is the president of the Kiwanis Club of Peoria, dedicating about 10-20% of her time until October 2012, and will remain a member. She is also a board member of the Peoria YWCA, spending a few hours per week until her term expires in 2014.

Employment History
Current Registrations
Midwestern Securities Trading Company, LLCBroker
January 2011 - Present · 15 yrs 1 mo
Midwestern Securities Trading Co.,llc
January 2011 - Present · 15 yrs 1 mo
Previous Registrations
Midwestern Securities Trading Co.,llc
August 2006 - August 2009 · 3 yrs
Midwestern Securities Trading Company, LLCBroker
May 2006 - August 2009 · 3 yrs 3 mos
State Registrations1 state
IL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.