Alison B Rodriguez

Osaic Advisory Services, LLC

16 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & Coaching

Osaic Advisory Services, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

342 advisors

Number of Clients

28,410 clients

Average Client Portfolio

$439K average

Assets Under Management

$12.5B

Fee Structure

Minimum Investment:None

Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Osaic Advisory Services, LLC

November 2025 - Present · 3 mos

Osaic Wealth, INC.

January 2024 - Present · 2 yrs 1 mo

Osaic Wealth, INC.

January 2024 - Present · 2 yrs 1 mo

Osaic Wealth, INC.Broker

January 2024 - Present · 2 yrs 1 mo

Previous Registrations

Woodbury Financial Services, INC.

March 2014 - January 2024 · 9 yrs 10 mos

Woodbury Financial Services, INC.Broker

March 2014 - January 2024 · 9 yrs 10 mos

Fsc Securities Corporation

July 2010 - September 2012 · 2 yrs 2 mos

Fsc Securities CorporationBroker

April 2008 - September 2012 · 4 yrs 5 mos

State Registrations2 states

MNNJ

AdvisorBrokerBoth

Exams

No exam information available for this advisor.