TrueAdvisor
TrueAdvisor
CE
CE

Constance Ann Etter

Centennial Securities Company INC
19 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance PlanningFinancial Planning & Coaching
Centennial Securities Company INC
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
39 advisors
Number of Clients
2,691 clients
Average Client Portfolio
$428K average
Assets Under Management
$1.2B

Fee Structure

Location

135 S. Lasalle Street, Suite 3710, Chicago, IL, 60603

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Centennial Securities Company, INC.Broker
November 2019 - Present · 6 yrs 3 mos
Centennial Securities Company INC
November 2019 - Present · 6 yrs 3 mos
Previous Registrations
B Riley Wealth Management
July 2013 - December 2019 · 6 yrs 5 mos
B. Riley Wealth ManagementBroker
July 2013 - December 2019 · 6 yrs 5 mos
David A. Noyes & CompanyBroker
April 2009 - July 2013 · 4 yrs 3 mos
David A. Noyes & Company
April 2009 - July 2013 · 4 yrs 3 mos
UBS Financial Services INC.
March 2006 - April 2009 · 3 yrs 1 mo
UBS Financial Services INC.Broker
March 2006 - April 2009 · 3 yrs 1 mo
State Registrations2 states
ILMI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.