Aaron Andrew Ungerer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

19 Years of Experience

1 DisclosureBroker

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Areas of Practice

Retirement Planning

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

24630 advisors

Number of Clients

1,738,212 clients

Average Client Portfolio

$869K average

Assets Under Management

$1511.1B

Fee Structure

Financial Planning:Investment management only

Minimum Annual Fee:$1,000

Location

1630 S Lindbergh Blvd, Frontenac, MO, 63131

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History

Regulatory History (1)

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Customer Dispute

November 2023

Denied

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Employment History

Current Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

October 2009 - Present · 16 yrs 4 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

October 2009 - Present · 16 yrs 4 mos

Previous Registrations

Banc of America Investment Services, INC.

March 2006 - October 2009 · 3 yrs 7 mos

Banc of America Investment Services, INC.Broker

February 2006 - October 2009 · 3 yrs 8 mos

State Registrations25 states

AZCACOCTFLGAILINKSKYMAMDMNMONCNJNMNYOHSDTNTXVAWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.