Carlos Morales is a registered investment advisor at Vectorglobal Iag, INC., based in Miami, FL, with 18 years of industry experience. Carlos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,833 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VectorGlobal IAG charges a percentage of the assets they manage for you. The exact percentage depends on the type of portfolio (Individual, Separately Managed Accounts, or Model Portfolios) and the amount you invest.
For accounts with a minimum investment of $500,000, the fees are:
- $500,001 – $750,000: 2.50% per year
- $750,001 – $1,000,000: 2.25% per year
- Over $1,000,001: 2.00% per year
For Model Portfolios with a minimum investment of $100,000, the fees vary depending on the portfolio type (Fixed Income, Conservative, Moderate, Aggressive, Aggressive Plus, Equities) and the amount invested. The fees range from 1.00% to 2.50% per year.
These fees are billed quarterly in advance, based on the value of your account at the end of the previous quarter. The advisory fee is negotiable, depending on individual client circumstances.
Location
1001 Brickell Bay Drive, Suite 1900, Miami, FL, 33131
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Regulatory History (1)
Customer Dispute
February 2018Other Business Activities
Carlos is an investor in Ferrenova Grupo Industrial Sa de Cv, which operates a hardware store selling paint, tools, and supplies. He owns 51% of the business.
Employment History
Current Registrations
Vectorglobal Iag, INC.
Vectorglobal WmgBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Arca Capital Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.