Lisa Geyen
Lisa Geyen is a registered investment advisor at Dougherty & Associates Financial Advisors, INC., based in Buffalo, MN, with 17 years of industry experience. Lisa operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 1,069 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.80% |
Fees are negotiable.
Fee Estimator
Location
103 Marty Drive, Suite 101, Buffalo, MN, 55313
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lisa assists with compliance for Dougherty & Associates Financial Advisors, Inc., dedicating about 10-20% of her time to this role. This activity is investment-related.
Employment History
Current Registrations
Dougherty & Associates Financial Advisors, INC.
Independent Financial Group, LLCBroker
Previous Registrations
Dougherty & Associates Financial Advisors, INC.
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Securities Monitoring Group, LLC
Qa3 Financial CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.