| Assets Under Management | Annual Fee |
|---|---|
| Up to $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.80% |
Fees are negotiable.
103 Marty Drive, Suite 101, Buffalo, MN, 55313
Get directionsNo disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Lisa assists with compliance for Dougherty & Associates Financial Advisors, Inc., dedicating about 10-20% of her time to this role. This activity is investment-related.