TrueAdvisor
TrueAdvisor
BW
BW

Barbara J Walters

Stifel Independent Advisors, LLC
13 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Stifel Independent Advisors, LLC
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
150 advisors
Number of Clients
7,580 clients
Average Client Portfolio
$578K average
Assets Under Management
$4.4B

Fee Structure

Minimum Investment:$50K

Location

One Financial Plaza 501 North Broadway, St. Louis, MO, 63102

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Barbara is a Notary in the State of Maryland since 2020. This activity requires minimal time and is investment-related.

Employment History
Current Registrations
Stifel Independent Advisors, LLCBroker
October 2022 - Present · 3 yrs 4 mos
Stifel Independent Advisors, LLC
October 2022 - Present · 3 yrs 4 mos
Previous Registrations
RBC Capital Markets, LLC
February 2016 - October 2022 · 6 yrs 8 mos
RBC Capital Markets, LLCBroker
August 2012 - October 2022 · 10 yrs 2 mos
State Registrations16 states
CACODCDEFLGAILKYMDNCNJPATNTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.