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Alan Joel Schmidt

19 Years of Experience
1 DisclosureBrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & Coaching
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
342 advisors
Number of Clients
28,410 clients
Average Client Portfolio
$439K average
Assets Under Management
$12.5B

Fee Structure

Minimum Investment:None
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Location

History

Regulatory History (1)
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Criminal
January 1992
Final Disposition
Other Business ActivitiesSells Insurance

Alan works part-time in remodeling sales, primarily window and door replacement, dedicating about a third of his time. He also owns Alan Schmidt Life Insurance, spending a few hours per week meeting with clients and procuring insurance policies, and works for Uber and Burnett Home Improvement.

Employment History
Current Registrations
Osaic Advisory Services, LLC
May 2025 - Present · 9 mos
Osaic Wealth, INC.
January 2024 - Present · 2 yrs 1 mo
Osaic Wealth, INC.Broker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Woodbury Financial Services, INC.Broker
October 2022 - January 2024 · 1 yr 3 mos
Woodbury Financial Services, INC.
October 2022 - January 2024 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2019 - October 2022 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2019 - October 2022 · 3 yrs 2 mos
U.S. Bancorp Investments, INC.
May 2011 - September 2019 · 8 yrs 4 mos
U.S. Bancorp Investments, INC.Broker
April 2010 - September 2019 · 9 yrs 5 mos
Bbva Compass Investment Solutions, INCBroker
February 2008 - December 2009 · 1 yr 10 mos
Next Financial Group, INC.
April 2006 - March 2008 · 1 yr 11 mos
Next Financial Group, INC.Broker
April 2006 - March 2008 · 1 yr 11 mos
Cri Securities, LLCBroker
March 2006 - April 2006 · 1 mo
Securian Financial Services, INC.Broker
March 2006 - April 2006 · 1 mo
State Registrations11 states
ARAZCACOFLKYMDNHOKORTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Alan Joel Schmidt - Financial Advisor | TrueAdvisor