TrueAdvisor
TrueAdvisor
AP
AP

Al Palkovich

Rockefeller Capital Management
17 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementFinancial Planning & CoachingRetirement PlanningTax PlanningEstate PlanningInsurance PlanningCharitable GivingHigh Net Worth
Rockefeller Capital Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
336 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Location

321 Broadway, Saratoga Springs, NY, 12866

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rockefeller Capital Management
February 2024 - Present · 2 yrs
Rockefeller Capital Management
August 2022 - Present · 3 yrs 6 mos
Rockefeller Financial LLCBroker
August 2022 - Present · 3 yrs 6 mos
Previous Registrations
Goldman Sachs & CO. LLCBroker
January 2021 - September 2022 · 1 yr 8 mos
Goldman Sachs Ayco Personal Financial Management
October 2011 - September 2022 · 10 yrs 11 mos
Mercer Allied Company, L.P.Broker
March 2008 - January 2021 · 12 yrs 10 mos
State Registrations6 states
CTDEFLNYTXWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.