Malik Smith is a registered investment advisor at Commons Capital, LLC, based in Needham, MA, with 13 years of industry experience. Malik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 226 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commons Capital's investment advisory fees range from 0.25% to 2.00% per year, based on factors like the complexity of services, the amount of assets managed, and the overall relationship. Fees are paid monthly, in advance, based on the value of your portfolio at the end of the prior month. The fees include securities transaction costs.
Location
254 Second Avenue, Suite 130, Needham, MA, 02494
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Malik is dually-registered with Commons Capital Advisors, LLC and Leigh Baldwin & Co., LLC since 2019, spending most of his time as an investment advisor representative. He also serves as a board member and treasurer for the Urban League of Eastern Massachusetts, dedicating minimal time each month.
Employment History
Current Registrations
Commons Capital, LLC
Previous Registrations
Leigh Baldwin & CO., LLCBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Stanley
Morgan StanleyBroker
Mutual Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.