Brian Thompson
Brian Thompson is a registered investment advisor at Rockway Wealth Partners, based in Urbandale, IA, with 19 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 90 clients with $25M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RWP does not offer investment management services directly, but provides asset allocation services. If you want RWP to manage your investments, you must enter into a Wealth Management Wrap Fee Program agreement. RWP also refers clients to other investment advisors.
Location
15214 Ridgemont Drive, Urbandale, IA, 50323
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brian is affiliated with RockWay Wealth Partners for tax purposes, dedicating minimal time. He also sells non-variable insurance, spending minimal time on this activity.
Employment History
Current Registrations
Rockway Wealth Partners
Previous Registrations
Wealth Advisors of Iowa, LLC
Rockway Wealth Partners
Visionpoint Advisory Group
LPL Financial LLC
LPL Financial LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.