David Little is a registered investment advisor, based in Huntsville, AL, with 20 years of industry experience.
Location
100 Church Street, Suite 500, Huntsville, AL, 35801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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David is a city council member for Huntsville City Council District 2 since 2022. This non-investment related activity takes about 10-20% of his time.
Employment History
Current Registrations
Keel Point Capital, LLCBroker
August 2011 - Present · 14 yrs 8 mos
Keel Point, LLC
August 2011 - Present · 14 yrs 8 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
March 2009 - September 2011 · 2 yrs 6 mos
Wells Fargo Advisors, LLC
March 2009 - September 2011 · 2 yrs 6 mos
Citigroup Global Markets INC.
April 2006 - April 2009 · 3 yrs
Citigroup Global Markets INC.Broker
January 2006 - April 2009 · 3 yrs 3 mos
State Registrations8 states
ALAZDCFLILPATNWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.