Jocelyn Degroote is a CFP-designated registered investment advisor, based in Red Bank, NJ, with 17 years of industry experience.
Location
12 Broad Street, 5th Floor, Red Bank, NJ, 07701
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jocelyn is an investment advisor affiliated with NCG Securities. The filing does not describe any other business activities.
Employment History
Current Registrations
Ncg Securities LLCBroker
February 2015 - Present · 11 yrs 2 mos
Newport Capital Group, LLC
August 2014 - Present · 11 yrs 8 mos
Previous Registrations
Santander Securities LLCBroker
December 2012 - June 2013 · 6 mos
Santander Securities
December 2012 - June 2013 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2010 - July 2012 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2010 - July 2012 · 1 yr 11 mos
UBS Financial Services INC.
November 2008 - April 2010 · 1 yr 5 mos
UBS Financial Services INC.Broker
November 2008 - April 2010 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2007 - November 2008 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2007 - November 2008 · 1 yr 8 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.