Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)
Firm Size
93 advisors
Number of Clients
7,967 clients
Average Client Portfolio
$4.8M average
Assets Under Management
$38.3B

Fee Structure

Minimum Investment:$5M
Financial Planning:Investment management only
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Location

333 South Hope Street, Los Angeles, CA, 90071

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dale is a partner in N10 Dance Studios, managing finances, customer service, and other tasks. This takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Capital Group Private Client Services, INC.
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Capital Bank and Trust Company
December 2019 - July 2021 · 1 yr 7 mos
State Registrations6 states
CAGAILNVNYTX
Advisor
Exams
No exam information available for this advisor.