Elizabeth Rockwell
Elizabeth Rockwell is a CFP-designated registered investment advisor at Summit Financial, LLC, based in Palm Beach, FL, with 19 years of industry experience. Elizabeth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
Palm Beach, FL
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2025Other Business Activities
Elizabeth is the Co-Chairman of the Board of Trustees for the Greenwich Historical Society, a non-profit organization. She dedicates a few hours per week to running board meetings, advising the executive director, and providing oversight of operations and finances.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Summit Financial, LLC
UBS Financial Services INC.Broker
UBS Financial Services INC.
Fieldpoint Private Securities, LLCBroker
Fieldpoint Private Securities LLC
Llbh Private Wealth Management, LLC
Chronogram Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.