Dale Woodward is a CFP-designated registered investment advisor at Dw Financial INC, based in Anaheim, CA, with 20 years of industry experience. Dale operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 118 clients with $46M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.95% |
| $100K - $200K | 1.75% |
| $200K - $400K | 1.50% |
| $400K - $600K | 1.25% |
| $600K - $1.0M | 1.00% |
| $1M+ | 0.75% |
For accounts less than $25K, an additional $600 is charged. For accounts less than $50K, an additional $300 is charged. Fees are not negotiable. If an account is closed within 6 months of opening, a fee will be charged totaling what the compensation would have been had the account remained open for two calendar quarters based on the client's account balance on the account termination date.
Fee Estimator
Location
1230 N Jefferson St #K, Anaheim, CA, 92807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dale is a real estate broker. This activity is not investment-related.
Employment History
Current Registrations
Dw Financial INC
Previous Registrations
Dw Financial INC
State Registrations1 state
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