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Christopher Andrew Stokes
USAA Investment Services Company
19 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Retirement Planning
USAA Investment Services Company
Compensation
N/A
Firm Size
88 advisors
Number of Clients
2,080 clients
Average Client Portfolio
Not specified
Fee Structure
Financial Planning:
Investment management only
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Location
One Norterra Drive, Phoenix, AZ, 85085
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History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Judgment / Lien
December 2024
Customer Dispute
April 2016
Closed-No Action
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
USAA Investment Services Company
November 2020 - Present · 5 yrs 3 mos
USAA Investment Services Company
June 2020 - Present · 5 yrs 8 mos
USAA Investment Services Company
Broker
June 2020 - Present · 5 yrs 8 mos
Previous Registrations
USAA Investment Services Company
January 2018 - July 2020 · 2 yrs 6 mos
USAA Financial Planning Services
June 2008 - January 2018 · 9 yrs 7 mos
USAA Financial Advisors, INC.
Broker
May 2008 - June 2020 · 12 yrs 1 mo
Country Capital Management Company
Broker
August 2007 - April 2008 · 8 mos
AXA Advisors, LLC
Broker
April 2006 - July 2007 · 1 yr 3 mos
Ameriprise Financial Services, INC.
Broker
March 2006 - April 2006 · 1 mo
State Registrations
53 states
AK
AL
AR
AZ
CA
CO
CT
DC
DE
FL
GA
HI
IA
ID
IL
IN
KS
KY
LA
MA
MD
ME
MI
MN
MO
MS
MT
NC
ND
NE
NH
NJ
NM
NV
NY
OH
OK
OR
PA
PR
RI
SC
SD
TN
TX
UT
VA
VT
Virgin Islands
WA
WI
WV
WY
Advisor
Broker
Both
Exams
No exam information available for this advisor.