LB
LB

Lisa Diane Beaty

19 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
535 clients
Average Client Portfolio
$1.3M average
Assets Under Management
$692.1M

Fee Structure

Financial Planning:Included in AUM fee
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Location

73575 El Paseo, Suite 2300, Palm Desert, CA, 92260

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Lisa is a senior financial planner at Keystone Wealth Services and a financial planner at Capital CS Group. She is also involved with C2 Independence, LLC, Core Income, The Blue Print Insurance, and Caress Insurance Agency, Inc, spending about half her time on C2 Independence, LLC and minimal time on the others. Lisa's activities include financial planning, consulting, and selling fixed and traditional insurance products, as well as Medicare supplemental insurance.

Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
August 2021 - Present · 4 yrs 6 mos
Keystone Private Wealth
July 2021 - Present · 4 yrs 7 mos
Previous Registrations
Cypress Wealth Services, LLC
July 2017 - September 2021 · 4 yrs 2 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2014 - March 2021 · 6 yrs 9 mos
Morgan StanleyBroker
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley
June 2009 - May 2014 · 4 yrs 11 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2006 - April 2007 · 1 yr 1 mo
Morgan Stanley Dw INC.Broker
January 2006 - April 2007 · 1 yr 3 mos
State Registrations5 states
AKAZCACOOR
AdvisorBrokerBoth
Exams
No exam information available for this advisor.