Aaron Brodt

Ashton Thomas Private Wealth

20 Years of Experience

3 DisclosuresSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningTax PlanningEstate PlanningInsurance Planning

Ashton Thomas Private Wealth

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

82 advisors

Number of Clients

2,569 clients

Average Client Portfolio

$1.6M average

Assets Under Management

$4.1B

Fee Structure

Financial Planning:Included in AUM fee

Location

8605 E Raintree Drive, Suite 280, Scottsdale, AZ, 85260

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

May 2017

Settled

Customer Dispute

April 2016

Settled

Customer Dispute

March 2016

Closed-No Action

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Aaron is a member/owner of GFA Wealth Design, selling insurance, but spends no time on it. He also has membership/ownership roles in several other LLCs, including GFA Private Capital, Liquid Sol Music Festival, Crouse Family LLC, Amplify Ventures Group, and HANA Holdings, none of which require any of his time.

Employment History

Current Registrations

Ashton Thomas Private Wealth

June 2010 - Present · 15 yrs 8 mos

Previous Registrations

Peachcap Securities, INC.Broker

July 2016 - August 2018 · 2 yrs 1 mo

Accelerated Capital GroupBroker

February 2012 - May 2016 · 4 yrs 3 mos

The Planning Group

June 2008 - March 2011 · 2 yrs 9 mos

Meridian United Capital, LLCBroker

May 2008 - February 2012 · 3 yrs 9 mos

Global Financial Private Capital, LLC

September 2005 - June 2008 · 2 yrs 9 mos

State Registrations2 states

AZTX

Advisor

Exams

No exam information available for this advisor.