TrueAdvisor
TrueAdvisor
AB
AB

Aaron Brodt

Ashton Thomas Private Wealth
20 Years of Experience
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Aaron Brodt is a registered investment advisor at Ashton Thomas Private Wealth, based in Scottsdale, AZ, with 20 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 2,569 clients with $4.1B in assets under management.

Ashton Thomas Private Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
94 advisors
Number of Clients
2,569 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$4.1B

Fee Structure

Planning is included in investment management (also available separately)

Ashton Thomas offers investment management services through a wrap program, where you pay a single annual fee that includes investment advice, trade execution, custody, and reporting. The annual wrap program fee ranges up to 2.99%, depending on the asset composition in the account. Ashton Thomas may use independent managers, and the total advisory fee will not exceed 2.99% per year. Ashton Thomas also offers non-wrap fee based investment advisory services, where fees are negotiable and may not exceed 2.99% of the assets managed.

View Full SEC Brochure

Location

8605 E Raintree Drive, Suite 280, Scottsdale, AZ, 85260

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Settled
Customer Dispute
April 2016
Settled
Customer Dispute
March 2016
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Aaron is a member/owner of GFA Wealth Design, selling insurance, but spends no time on it. He also has membership/ownership roles in several other LLCs, including GFA Private Capital, Liquid Sol Music Festival, Crouse Family LLC, Amplify Ventures Group, and HANA Holdings, none of which require any of his time.

Employment History
Current Registrations
Ashton Thomas Private Wealth
June 2010 - Present · 15 yrs 10 mos
Previous Registrations
Peachcap Securities, INC.Broker
July 2016 - August 2018 · 2 yrs 1 mo
Accelerated Capital GroupBroker
February 2012 - May 2016 · 4 yrs 3 mos
The Planning Group
June 2008 - March 2011 · 2 yrs 9 mos
Meridian United Capital, LLCBroker
May 2008 - February 2012 · 3 yrs 9 mos
Global Financial Private Capital, LLC
September 2005 - June 2008 · 2 yrs 9 mos
State Registrations1 state
AZ
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.