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Andrew Wilson Tornetta
Hartford Funds
17 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Hartford Funds
Compensation
Fee-Only (AUM)
Firm Size
48 advisors
Number of Clients
76 clients
Average Client Portfolio
$1.8B average
Assets Under Management
$137.8B
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Location
690 Lee Road, Wayne, PA, 19087
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History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
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Financial
September 2020
Final
Financial
August 2020
Final
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Hartford Funds
April 2023 - Present · 2 yrs 10 mos
Hartford Funds Distributors, LLC
Broker
April 2023 - Present · 2 yrs 10 mos
Hartford Funds Distributors, LLC
April 2023 - Present · 2 yrs 10 mos
Previous Registrations
Franklin Distributors, LLC
Broker
May 2022 - March 2023 · 10 mos
Citizens Investment Services
March 2021 - June 2021 · 3 mos
Citizens Securities, INC.
Broker
January 2021 - June 2021 · 5 mos
Proequities, INC.
Broker
January 2018 - February 2020 · 2 yrs 1 mo
Incapital LLC
Broker
September 2014 - September 2017 · 3 yrs
Incapital Distributors LLC
Broker
September 2014 - September 2017 · 3 yrs
Prudential Annuities Distributors, INC
Broker
April 2008 - August 2014 · 6 yrs 4 mos
Lincoln Investment Planning, INC.
Broker
April 2007 - February 2008 · 10 mos
Thrivent Investment Management INC.
Broker
March 2006 - April 2007 · 1 yr 1 mo
State Registrations
8 states
CA
DC
DE
MD
NJ
NY
PA
VA
Advisor
Broker
Both
Exams
No exam information available for this advisor.