Carlos Mejia is a registered investment advisor, based in Purchase, NY, with 20 years of industry experience.
Location
3000 Westchester Avenue, Suite 206, Purchase, NY, 10577
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Carlos is dually-registered as an investment advisor representative and a registered representative, spending the vast majority of his time on these activities. He is also a general and life insurance agent with Crump Life Insurance Services, dedicating a few hours per week to providing insurance solutions to clients.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Seacrest Wealth Management, LLC
Previous Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Citigroup Global Markets INC.Broker
Citicorp Investment ServicesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.