3000 Westchester Avenue, Suite 206, Purchase, NY, 10577
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Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Carlos is dually-registered as an investment advisor representative and a registered representative, spending the vast majority of his time on these activities. He is also a general and life insurance agent with Crump Life Insurance Services, dedicating a few hours per week to providing insurance solutions to clients.