AG
AG

Ashley C Gilfus

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
101 advisors
Number of Clients
3,745 clients
Average Client Portfolio
$486K average
Assets Under Management
$1.8B

Fee Structure

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Location

706 East Ave., Rochester, NY, 14607

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ashley operates under the name Rochester Wealth Management. She also advises on 401(k) plans for PayX, dedicating a few hours per week, and volunteers as a class educator for Junior Achievement, spending a few hours per week teaching K-12 students.

Employment History
Current Registrations
Capitol Securities Management, INC.
January 2014 - Present · 12 yrs 1 mo
Capitol Securities Management, INC.Broker
January 2014 - Present · 12 yrs 1 mo
Previous Registrations
Morgan Stanley
December 2009 - October 2013 · 3 yrs 10 mos
Morgan StanleyBroker
September 2009 - October 2013 · 4 yrs 1 mo
State Registrations5 states
ALFLMDNYTN
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Ashley C Gilfus - Financial Advisor | TrueAdvisor