Casey Fox
Casey Fox is a registered investment advisor at M Holdings Securities, INC., based in Austin, TX, with 19 years of industry experience. Casey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 3,621 clients with $4.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
M Holdings Securities offers various investment management programs with different fee structures. Some programs have wrap fees that cover advisory, brokerage, and custodial services in one fee. Other programs charge advisory fees separately from brokerage and other costs. Fees are negotiable with your financial professional and vary depending on the program chosen and the amount of assets managed. The maximum fee for WealthPursuit Wrap Fee Programs is limited to 3%. MPP Wrap Program fees will not exceed 1.36% for accounts with at least $150,000 in assets. WealthPursuit Prime fees are limited to a maximum rate of 3%.
Location
300 Beardsley Lane, Bldg. D, Suite 200, Austin, TX, 78746
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Regulatory History (1)
Customer Dispute
February 2016Other Business ActivitiesSells Insurance
Casey is affiliated with Massachusetts Mutual Life Insurance Company, selling non-variable life insurance, disability, and annuities, dedicating minimal time. Casey is also the Director of Financial Planning at Erben Associates, spending full-time creating, implementing, and updating financial plans.
Employment History
Current Registrations
M Holdings Securities, INC.Broker
Erben Associates, LLC
Previous Registrations
M Holdings Securities, INC.
MML Investors Services, LLCBroker
MML Investors Services, LLC
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.