Casey Lee Fox

M Holdings Securities, INC.

19 Years of Experience

1 DisclosureBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningFinancial Planning & Coaching

M Holdings Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

327 advisors

Number of Clients

3,621 clients

Average Client Portfolio

$1.1M average

Assets Under Management

$4.1B

Fee Structure

Minimum Investment:$10K

Location

300 Beardsley Lane, Bldg. D, Suite 200, Austin, TX, 78746

Get directions

History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

February 2016

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Casey is affiliated with Massachusetts Mutual Life Insurance Company, selling non-variable life insurance, disability, and annuities, dedicating minimal time. Casey is also the Director of Financial Planning at Erben Associates, spending full-time creating, implementing, and updating financial plans.