Catherine Nettles is a registered investment advisor at Guggenheim Investments, based in New York, NY, with 20 years of industry experience. Catherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 113 clients with $7.4B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
330 Madison Avenue, 10th Floor, New York, NY, 10017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Catherine owns a rental property in Chicago, IL, since 2014. She spends no time on this activity during business hours.
Employment History
Current Registrations
Guggenheim Investments
Guggenheim Funds Distributors, LLC
Guggenheim Funds Distributors, LLCBroker
Previous Registrations
Claymore Advisors, LLC
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations6 states
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