Colleen Sweeney Lynch

Hartford Funds

19 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Hartford Funds

Compensation

Fee-Only (AUM)

Firm Size

48 advisors

Number of Clients

76 clients

Average Client Portfolio

$1.8B average

Assets Under Management

$137.8B

Location

690 Lee Road, Wayne, PA, 19087

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Hartford Funds Distributors, LLC

September 2019 - Present · 6 yrs 5 mos

Hartford Funds

September 2019 - Present · 6 yrs 5 mos

Hartford Funds Distributors, LLCBroker

September 2019 - Present · 6 yrs 5 mos

Previous Registrations

Delaware Capital Management Advisers, INC

June 2015 - August 2019 · 4 yrs 2 mos

Delaware Distributors, L.P.Broker

April 2014 - August 2019 · 5 yrs 4 mos

Prudential Annuities Distributors, INCBroker

October 2007 - March 2014 · 6 yrs 5 mos

Delaware Distributors, L.P.Broker

October 2005 - October 2007 · 2 yrs

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.