Brian Finnegan is a registered investment advisor at Northern Trust Investments, Incorporated, based in Chicago, IL, with 19 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 41,475 clients with $1100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NTI offers investment management services through separately managed accounts. Fees are charged as a percentage of the assets managed. The specific percentage varies depending on the investment strategy used:
- Third-Party Strategies: Up to 1.00% per year
- Quantitative Equity: Up to 0.65% per year
- Passive Equity: Up to 0.30% per year
- Fixed Income: Up to 0.45% per year
- Tax Advantaged Long/Short Equity: Up to 1.50% per year
- Cash Management: Up to 0.12% per year
- Multi-Asset Class: Up to 0.50% per year
Fees are invoiced quarterly, monthly, or as stated in the client's agreement.
Location
50 S Lasalle Street, Chicago, IL, 60603-1008
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northern Trust Investments, Incorporated
Northern Trust Securities, INC.Broker
Northern Trust Securities, INC.
Previous Registrations
Blackrock Investment Management, LLC
Blackrock Investments, LLCBroker
Barclays Capital INC.
Barclays Capital INC.Broker
Lehman Brothers INC.
Lehman Brothers INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.