Dennis Markey is a registered investment advisor at Northern Trust Securities, INC, based in Chicago, IL, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,283 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $1.0M | 1.00% |
| $1.0M - $5.0M | 0.85% |
| $5M+ | 0.75% |
These fees apply to Fund Strategist Portfolio, Strategist UMA, Equity and Balanced SMA strategies. Manager fees are included in the total account fee and are subject to change without notice. Optional Tax and/or Overlay Services are assessed a fee on all assets in addition to the account asset management fee. Accounts employing both Tax Overlay Services and Impact Overlay Services will be charged only one overlay service fee. Overlay Service Fees: First $10Mil 0.10%, $10Mil - $25Mil 0.08%, Assets over $25Mil 0.05%
Fee Estimator
Location
181 West Madison, Chicago, IL, 60675
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Dennis serves as a Supervisory Board Member for the Financial Markets Institute at Michigan State University. He attends two board meetings per year and provides feedback to students, dedicating minimal time to this role.
Employment History
Current Registrations
Northern Trust Securities, INC.
Northern Trust Investments, Incorporated
Northern Trust Securities, INC.Broker
Previous Registrations
Blackrock Investment Management, LLC
Blackrock Investments, LLCBroker
Blackrock Fund Advisors
Blackrock Fund Distribution CompanyBroker
Invesco Distributors, INC.Broker
Alps Distributors, INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations53 states
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