Patrick Whalen is a CFP-designated registered investment advisor at Whalen Financial Planning, based in Los Angeles, CA, with 19 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.00% |
| $500K - $1.0M | 0.90% |
| $1.0M - $2.0M | 0.80% |
| $2.0M - $3.0M | 0.70% |
| $3.0M - $4.0M | 0.60% |
| $4.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
At the discretion of the principal, WFP may negotiate an alternative investment management fee. Following completion and payment for an initial financial plan, investment management clients will generally receive updates to existing financial plans at no additional charge. WFP reserves the right to charge a project fee for financial planning work that is performed at the request of an investment management client.
Fee Estimator
Contact
Patrick Whalen
Location
13101 W. Washington Blvd, Suite 237, Los Angeles, CA, 90066
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Patrick holds California Insurance Licenses for accident and health, life, and variable contracts, but they expired in 2017 and will not be renewed. Patrick does not currently sell insurance products and dedicates minimal time to this activity.
Employment History
Current Registrations
Whalen Financial Planning
Previous Registrations
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
Additional Information
Certifications and Academic Credentials: