Mary Lockwood
Mary Lockwood is a registered investment advisor at Paragon Private Wealth Management LLC, based in Lexington, KY, with 19 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 160 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Paragon Private Wealth Management charges an annual fee based on the value of your investments. This fee ranges from 0.50% to 1.50% per year, depending on the size and composition of your portfolio, the services provided, and who is providing the services. The fee is calculated monthly, in advance, based on the average daily account balance.
Location
300 West Vine Street, Suite 2201, Lexington, KY, 40507
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mary owns rental property and is a managing member of two LLCs: K Lockwood LLC for business tax purposes and Lockwood Household, LLC for payroll. These activities require minimal time commitment and are not investment-related.
Employment History
Current Registrations
Paragon Private Wealth Management LLC
Previous Registrations
Meridian Wealth Management, LLC
Morgan Stanley
Morgan StanleyBroker
Scottrade, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.