KJ
KJ

Kyle Javes

19 Years of Experience
Broker

Kyle Javes is a registered investment advisor at Piper Sandler & CO., based in Minneapolis, MN, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2 clients with $2B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23 advisors
IM Fee
Planning only
Assets Under Management
$2.0B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

350 North 5th Street, Main Office, Minneapolis, MN, 55401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kyle serves as a board member/director for Catholic Charities of the Archdiocese of St Paul and Minneapolis, a non-profit organization, starting in 2025. He dedicates minimal time to this role and receives no compensation.

Employment History
Current Registrations
Piper Sandler & CO.
May 2019 - Present · 6 yrs 11 mos
Piper Sandler & CO.Broker
April 2019 - Present · 7 yrs
Previous Registrations
B. C. Ziegler and CompanyBroker
February 2017 - March 2019 · 2 yrs 1 mo
B. C. Ziegler and Company
February 2017 - March 2018 · 1 yr 1 mo
Dougherty & Company LLC
October 2014 - February 2017 · 2 yrs 4 mos
Dougherty & Company LLCBroker
October 2014 - February 2017 · 2 yrs 4 mos
Piper Jaffray Investment Management LLC
April 2012 - December 2013 · 1 yr 8 mos
Piper Jaffray Investment Management LLC
June 2011 - December 2011 · 6 mos
Piper Jaffray & CO.Broker
February 2007 - November 2014 · 7 yrs 9 mos
State Registrations19 states
CACODEFLIDILINMIMNMONVNYOHORPASDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.