KJ
KJ

Kyle Francis Javes

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B
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Location

800 Nicollet Mall, Main Office, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kyle serves as a board member/director for Catholic Charities of the Archdiocese of St Paul and Minneapolis, a non-profit organization, starting in 2025. He dedicates minimal time to this role and receives no compensation.

Employment History
Current Registrations
Piper Sandler & CO.
May 2019 - Present · 6 yrs 9 mos
Piper Sandler & CO.Broker
April 2019 - Present · 6 yrs 10 mos
Previous Registrations
B. C. Ziegler and CompanyBroker
February 2017 - March 2019 · 2 yrs 1 mo
B. C. Ziegler and Company
February 2017 - March 2018 · 1 yr 1 mo
Dougherty & Company LLC
October 2014 - February 2017 · 2 yrs 4 mos
Dougherty & Company LLCBroker
October 2014 - February 2017 · 2 yrs 4 mos
Piper Jaffray Investment Management LLC
April 2012 - December 2013 · 1 yr 8 mos
Piper Jaffray Investment Management LLC
June 2011 - December 2011 · 6 mos
Piper Jaffray & CO.Broker
February 2007 - November 2014 · 7 yrs 9 mos
State Registrations18 states
CACODEFLIDILINMIMNNVNYOHORPASDTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.