AS
AS

Aaron James Sousa

13 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22133 advisors
Number of Clients
2,539,760 clients
Average Client Portfolio
$650K average
Assets Under Management
$1650.0B

Fee Structure

Financial Planning:Investment management only
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Location

35 Village Road, Suite 601, Middleton, MA, 01949

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron works at Attitash Mountain Resort in a recreation role since December 2024. This labor/service activity takes about 10-20% of his time after business hours.

Employment History
Current Registrations
Morgan Stanley
April 2018 - Present · 7 yrs 10 mos
Morgan StanleyBroker
April 2018 - Present · 7 yrs 10 mos
Previous Registrations
TD Private Client Wealth LLC
September 2015 - April 2018 · 2 yrs 7 mos
TD Private Client Wealth LLCBroker
August 2015 - April 2018 · 2 yrs 8 mos
Morgan Stanley Smith Barney LLC
September 2010 - April 2011 · 7 mos
Morgan Stanley Smith BarneyBroker
September 2010 - April 2011 · 7 mos
Wells Fargo Advisors, LLCBroker
December 2008 - September 2010 · 1 yr 9 mos
Wells Fargo Advisors, LLC
November 2008 - September 2010 · 1 yr 10 mos
Citigroup Global Markets INC.
January 2008 - June 2008 · 5 mos
Citigroup Global Markets INC.Broker
October 2007 - June 2008 · 8 mos
State Registrations25 states
AZCACOCTDEFLGAHIIAILINMAMDMEMINHNJNVNYOHPARISCTXVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron James Sousa - Financial Advisor | TrueAdvisor