BS
CFP
BS
CFP

Brian Mark Stigliano

18 Years of Experience
1 Disclosure
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
81 advisors
Number of Clients
4,514 clients
Average Client Portfolio
$2.0M average
Assets Under Management
$8.9B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $2.0M1.00%
$2.0M - $5.0M0.85%
$5.0M - $10.0M0.75%
$10.0M - $15.0M0.60%
$15.0M - $20.0M0.50%
$20.0M - $25.0M0.45%
$25M+0.45%

Fees are negotiable for assets over $25,000,001.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
Minimum Annual Fee:$7,500
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Location

350 Madison Ave, 4th Floor, New York, NY, 10017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2019
Denied
Employment History
Current Registrations
Forvis Mazars Wealth Advisors, LLC
October 2025 - Present · 4 mos
Previous Registrations
Forvis Mazars Wealth Advisors, LLC
October 2025 - October 2025 · 0 mos
Valley Wealth Managers, INC.
July 2023 - September 2025 · 2 yrs 2 mos
Valley Financial Management, INC.Broker
July 2019 - September 2025 · 6 yrs 2 mos
Valley Financial Management, INC.
July 2019 - July 2023 · 4 yrs
Advice and Planning Services
May 2014 - January 2019 · 4 yrs 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
May 2014 - January 2019 · 4 yrs 8 mos
Amerivest Investment Management, LLC
September 2008 - May 2014 · 5 yrs 8 mos
TD Ameritrade, INC.Broker
September 2008 - May 2014 · 5 yrs 8 mos
TD Ameritrade, INC.
September 2008 - May 2014 · 5 yrs 8 mos
Banc of America Investment Services, INC.
June 2007 - September 2008 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
June 2007 - September 2008 · 1 yr 3 mos
Computershare Securities CorporationBroker
March 2006 - September 2006 · 6 mos
AXA Advisors, LLCBroker
July 2005 - January 2006 · 6 mos
State Registrations2 states
NJNY
Advisor
Exams
No exam information available for this advisor.