Jay Lee is a CFA, CFP-designated registered investment advisor at Ballaster Financial, based in Jersey City, NJ, with 12 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Estate Planning, and 6 more. Their firm serves 27 clients with $22M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $2.0M | 0.85% |
| $2.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.60% |
| $5M+ | 0.50% |
Fees may be negotiable in some circumstances at BF's discretion.
Fee Estimator
Contact
Jay Lee
Location
Jersey City, NJ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jay is an investment adviser representative with Ballaster Financial, LLC, dedicating nearly full-time hours to providing investment advice and financial planning. He also works as an investment adviser rep with Origin Financial, spending a few hours per week on this activity.
Employment History
Current Registrations
Ballaster Financial
Previous Registrations
Origin Investment Advisory LLC
B|o|s
UBS Financial Services INC.Broker
UBS Financial Services INC.
Neuberger Berman LLC
Neuberger Berman LLCBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.