Anthony John Markham

Northern Trust Securities, INC

19 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementHigh Net Worth

Northern Trust Securities, INC

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

121 advisors

Number of Clients

2,283 clients

Average Client Portfolio

$559K average

Assets Under Management

$1.3B

Fee Structure

Minimum Investment:$20K

Financial Planning:Investment management only

Minimum Annual Fee:$250

Location

Chandler, AZ

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Northern Trust Securities, INC.

January 2022 - Present · 4 yrs 1 mo

Northern Trust Securities, INC.Broker

January 2022 - Present · 4 yrs 1 mo

Northern Trust Securities, INC

January 2022 - Present · 4 yrs 1 mo

Previous Registrations

Prudential Financial Planning Services

February 2021 - January 2022 · 11 mos

Pruco Securities, LLC.Broker

January 2021 - January 2022 · 1 yr

Northern Trust Securities, INC

February 2015 - November 2020 · 5 yrs 9 mos

Northern Trust Securities, INC.Broker

September 2007 - November 2020 · 13 yrs 2 mos

Banc One Securities CorporationBroker

January 2006 - May 2006 · 4 mos

Chase Investment Services CORP.Broker

November 2005 - August 2007 · 1 yr 9 mos

State Registrations51 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.